This briefing paper examines the sanction of
probation, a commonly used
sentence in NSW that involves some supervision and control of offenders by the
Probation and Parole Service, in combination with programs to assist and
rehabilitate them. Traditionally the
purpose of probation was to advise,
assist and befriend' offenders who were in more need of help than punishment.
Today, the Probation and Parole Service balances the role of friend and guide
of offenders with the role of controlling and monitoring them to ensure that
the orders of the courts are complied with (pp 9-12).
Probation has several advantages over imprisonment: it promotes
rehabilitation of the offender by maintaining normal family and community
contacts; offenders can be required or assisted to undertake treatment programs
aimed at preventing further offending; it avoids the negative effects of
imprisonment; it costs much less than confining an offender in prison; and it
minimises the impact of conviction upon the family of the offender. The
disadvantages of probation are that it leaves offenders free to
re-offend if they are so inclined, although the Probation and Parole Service
and sentencing courts are careful to make community safety their main priority.
There are measures that can reduce re-offending in some cases, but it is
probably inevitable that some offenders on probation will re-offend during
their period of conditional liberty (pp 1-2).
Legislative framework: In NSW, probation is not expressly recognised
in legislation and its administration does not have a statutory basis. Instead,
the court may order that an offender be released on a bond or recognizance with
a condition that the offender is to be supervised by the Probation and Parole
Service. A recognizance' or bond' is an undertaking by the offender to be of
good behaviour. The courts can attach a range of conditions to the different
kinds of bonds and recognizances. In the event that any conditions of the bond
are breached, the offender can be required to appear before the court to be
sentenced for the original offence (pp 2-6).
What does probation involve? An offender who is placed on probation
is initially assessed to determine how likely he or she is to re-offend, and
the level of risk that the offender poses to the community. The offender is
assigned to a Probation Officer who will assist the offender to develop
positive goals and skills directed to a law-abiding lifestyle, and will monitor
the offender's progress. The probation officer will work with the probationer
to analyse why the offending behaviour occurred, and to draw up an individual
case plan with the offender to address those areas that incline the offender
towards criminal conduct. The plans take into account the needs of the
offender, the type of offence, and the offender's risk level. These factors
also determine the level of contact that the offender is to have with the
probation officer, in combination with the minimum reporting standards (pp
6-8).
Some statistics: In 1997 the NSW Local, District and Supreme Courts
together sentenced 4,842 adults to recognizances with a supervision condition;
4,607 of these sentences were made in the Local Court. The Children's Court
made 1,828 probation orders in 1996/97. As at 30 June 1998 there were 9,786
adult offenders under the probation supervision of the Probation and Parole
Service. In the Local Courts, most of the orders for recognizance with
supervision in 1997 were imposed for assaults, break and enters, other larceny
offences, property damage, breach of public order, and driving with a high
prescribed concentration of alcohol. In 1996-97 in New South Wales, 81% of
community supervision' sentences were successfully completed and 19% were
revoked. This figure covers offenders on community service orders, probation
and parole (pp 13-14).
Reforms to the current NSW probation system have been suggested by
the Department of Corrective Services and the NSW Law Reform Commission. The
Department has proposed that the existing recognizances and bonds should be
replaced with a new structure for imposing a single order of supervised
probation, to which the courts can attach core, additional and rehabilitation
program conditions. The Law Reform Commission considered that the Department's
proposed reforms were not essential, but recommended some other changes to make
the existing bonds more consistent, and to extend the sentencing options
available to the courts (pp 15-17).
The Commonwealth and every State and Territory in Australia provides
some form of order to allow conditional release for an offender under the
on-going supervision of corrections officers. The statutory basis for these
supervised conditional releases varies among the jurisdictions. In the last
decade, several States have reshaped their community corrections legislation to
replace existing orders with a single consolidated community-based order', with
the sentencing legislation specifying the mandatory and optional conditions of
the order. Other differences among the jurisdictions include the legal
consequences of breaching a probation order - in some jurisdictions breach of
an order is an offence in itself, carrying its own penalties, while in others,
such as NSW, a breach is not a separate offence. An interesting feature of some
jurisdictions is a court-ordered period of probation following imprisonment
(distinguished from parole in that there is no discretion for a parole
authority to approve or refuse release from prison) (pp 17-25).
Recidivism: International research studies have begun to identify the
elements of community corrections programs that can reduce offending. The
elements of successful programs include: targeting intensive programs at high
risk offenders, while those of lower risk receive lower or minimal
intervention; using treatments that address characteristics that are directly
associated with an individual's criminal behaviour, rather than more general
counselling or therapy; and using interventions that are skills based, designed
to improve problem solving, social interaction, or self control, and which also
include a cognitive component to address attitudes, values and beliefs that
support offending behaviour. Few figures are available in New South Wales about
the extent to which offenders re-offend during or after a period of probation
supervision (pp 25-28).